Promontory Financial Group, LLC

  • AML QA Analyst

    Job Location CA-ON-Markham
    ID
    2017-1377
    # of Openings
    4
    Category
    Client Facing
  • Overview

    Looking to take your career in Compliance to the next level? Promontory Financial Group Canada, an IBM Company, is seeking experienced Anti-Money Laundering (AML) Quality Assurance Analysts to join our growing team in the Toronto area. Promontory provides exciting opportunities to work on diverse and challenging projects, and gain exposure to multiple clients and facets of compliance.

     

    Promontory Financial Group Canada, an IBM Company, is a leading risk management and regulatory compliance consulting firm focusing on the financial services industry. Our professionals possess unparalleled experience and insight gained through roles in the financial services industry, government, regulatory agencies, and law enforcement, and excel at helping our clients manage risks resolve critical issues in today’s heightened regulatory climate.

     

    Responsibilities

    Our team will engage in AML compliance reviews, sanctions screening, transaction analysis, research, investigations, drafting of reports and procedural work in support of Promontory’s clients. Additionally, they will collaborate with our IBM colleagues to leverage cognitive accelerators in our work. Quality Assurance Analysts are responsible for performing quality reviews on work product from various AML engagements for compliance with engagement requirements, internal policies and procedures and applicable laws and regulatory guidelines; identifying gaps and deficiencies in internal and client processes, policies and procedures as well as creating and implementing corrective action plans.

     

     

    Qualifications

    Promontory recruits individuals who possess excellent writing, research, analytical, and critical thinking skills, along with strong work ethic and natural curiosity. Analysts must be able to judiciously analyze, assess, and write clearly and concisely. The nature of this work requires individuals to be flexible, learn new skills, work within time constraints, and meet uncompromising quality requirements and production expectations while working closely with others in a dynamic team environment. 

     

    An undergraduate degree in Finance, Journalism, Criminal Justice or related field is required. At least four years of compliance experience at or in support of a financial institution, with at least three years of experience with AML Transaction Monitoring and Investigations, Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD), STR reporting and AML quality review is required. Second language proficiency, such as Spanish or French, is an asset.

     

    Promontory offers competitive compensation, a generous benefits package and a collegial workplace environment. Join a team recognized for its knowledge, experience, and integrity. Apply today for immediate consideration!

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